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Al-Driven Compliance

Automated, Intelligent Oversight for Regulated Communications

Compliance is no longer just about recordkeeping and manual audits. In today's landscape of cross-border regulations, complex workflows, and constant communication, you need a system that does not just follow rules; it enforces them automatically.


MailSPEC's AI-Driven Compliance Engine (JACE) delivers intelligent, in-the-moment governance that works across channels, roles, and industries.

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What is AI-Driven Compliance?


MailSPEC defines AI-driven compliance as proactive, context-aware enforcement of communication policies across your organization. Rather than relying on after-the-fact audits, JACE applies machine learning and rules-based logic to:


  • Intervene in real-time during email and message composition

  • Identify risky content or metadata before it leaves the user’s…

Why Organizations Choose MailSPEC's JACE Engine


Client-Side Enforcement

Unlike cloud-dependent platforms, JACE operates on the client side. That means it enforces compliance before messages leave the user's device, preserving data sovereignty and reducing exposure.


Policy-Based AI + Manual Controls

JACE combines machine intelligence with customizable policy templates. Whether you're aligning…

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Features of JACE (Journaling, Archival, Compliance, Escrow)

Journaling & Archival
  • Immutable WORM storage across all communications

  • Industry-compliant retention schedules (e.g., 6+ years for SEC, HIPAA, FINRA)

  • Indexed for eDiscovery with full role-based ESCROW

Metadata Tagging
  • Role-based tagging (e.g., Physician, Compliance Officer, Broker)

  • Message classification (e.g., legal hold, patient inquiry, trading advisory)

  • Retention flags based on message content or sender/receiver

Escrow Key Management
  • Ensures access to encrypted data even after personnel changes

  • Enables recoverable, auditable storage without centralized decryption risk


See It in Action


Imagine a financial advisor accidentally typing a client’s SSN into an email. Before the message is sent, JACE flags the risk, applies encryption, tags the message for retention, and archives it securely - without the advisor doing anything differently.


Or a hospital billing coordinator tries to send a medical invoice to a Yahoo address. JACE intervenes, blocks the message, and provides options like PassLink for compliance, protecting PHI and your organization.

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Built to Meet Global Regulatory Standards


JACE is pre-configured to support:

  • SEC Rule 17a-4: Non-rewriteable, non-erasable logs and retrieval within 48 hours

  • HIPAA 164.312: Encryption, access control, and audit trails for PHI

  • MiFID II: Real-time surveillance and retention of financial communications

  • GDPR / APPI: Data minimization, breach prevention, and audit-ready…

Real-World Applications

Financial Services
  • Intercept non-compliant messages from traders before they are sent

  • Flag and quarantine content that violates SEC 17a-4 or FINRA rules

  • Provide immutable audit trails during enforcement actions or audits

Healthcare
  • Identify when PHI is being sent to a personal inbox or unauthorized domain

  • Automatically enforce encryption and retention rules under HIPAA

  • Provide audit-ready logs of internal clinician communication

Government & Defense
  • Enforce information classification (e.g., confidential, restricted)

  • Prevent transmission of regulated data outside secure environments

  • Apply jurisdictional rules for sovereign compliance


Built to Meet Global Regulatory Standards


JACE is pre-configured to support:

  • SEC Rule 17a-4: Non-rewriteable, non-erasable logs and retrieval within 48 hours

  • HIPAA 164.312: Encryption, access control, and audit trails for PHI

  • MiFID II: Real-time surveillance and retention of financial communications

  • GDPR / APPI: Data minimization, breach prevention, and audit-ready transparency

  • NIST SP 800-53 & ISO 27001: Security control baselines


Seamless Deployment & Integration


JACE integrates directly with:

  • Microsoft Outlook and Office 365

  • Oracle NetSuite

  • Réunion video, PassLink file sharing, Pulse Chat, and EasyCrypt apps

  • EHR, trading, and legal systems via SDK/API


No need to train users or replace workflows. Policies activate silently in the background.


Benefits for Compliance, Legal,…

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Enforce Compliance Today

MailSPEC’s JACE engine makes that future a reality today.

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